Ownership Profile

Shareholder Holders Values ($) % O/S Shares
Institution 34 19 46.44 5,081,787
Mutual Fund 14 1 3.38 369,725
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 10 0.61 1.50 163,918
Sellers 11 -0.42 0.88 -96,675
Net -- 0.19 0.62 67,243
Shareholder Values ($) % O/S Shares
Top 10 Inst. 19 44.42 4,860,872
Top 20 Inst. 19.24 46.07 5,041,685
Top 50 Inst. 19.41 46.44 5,081,787
Total Inst. 19.41 46.44 5,081,787
Shareholder Holders Values ($) % O/S Shares
Index 7 2 3.79 414,305
AggresGr 1 0 0.13 14,650
CoreGrowth 2 0 0.08 8,389
IncomeValue 1 0 0.05 5,627
BrokerDealer 4 4 8.14 890,623
GARP 1 0 0.12 12,775
HedgeFund 5 7 17.27 1,889,489
CoreValue 2 0 0.03 3,362
Holder Shares Held % O/S Shares Change Filing Date
Paulson & Co. Inc. 1,375,000 12.57 125,000 10/24/2017
Credit Suisse Securities (USA) LLC 877,510 8.02 -18,533 09/30/2017
Hongye International Investment Group Co, Ltd. 771,887 7.05 0 10/24/2017
Lessman (Andrew M) 574,957 5.25 0 10/24/2017
Prescott Group Capital Management, LLC 457,194 4.18 -64,348 09/30/2017
Lamadrid (Lorenzo Cesar) 404,183 3.69 0 10/24/2017
The Vanguard Group, Inc. 252,276 2.31 6,000 09/30/2017
Geode Capital Management, L.L.C. 55,327 0.51 0 09/30/2017
National Asset Management, Inc. 50,713 0.46 12,063 09/30/2017
Charles Schwab Investment Management, Inc. 41,825 0.38 0 09/30/2017
HCR Wealth Advisors 29,066 0.27 6,250 09/30/2017
Raczkowski (Chris) 26,654 0.24 0 10/24/2017
BlackRock Institutional Trust Company, N.A. 26,237 0.24 399 09/30/2017
California Public Employees' Retirement System 18,750 0.17 0 09/30/2017
Northern Trust Investments, Inc. 17,265 0.16 0 09/30/2017
Bridgeway Capital Management, Inc. 14,650 0.13 0 09/30/2017
Rubin (Harold M) 14,583 0.13 0 10/24/2017
T. Rowe Price Associates, Inc. 12,775 0.12 0 09/30/2017
Bank of America Merrill Lynch (US) 12,500 0.11 0 09/30/2017
Slavich (Denis) 8,333 0.08 0 10/24/2017
BlackRock Financial Management, Inc. 7,207 0.07 6,463 09/30/2017
Citadel LLC 6,544 0.06 6,544 09/30/2017
Rigdon (Robert) 6,500 0.06 0 10/24/2017
BNY Mellon Asset Management 5,627 0.05 0 09/30/2017
Xu (Ziwang) 4,583 0.04 0 10/24/2017
Guggenheim Investments 3,352 0.03 10 09/30/2017
State Street Global Advisors (US) 2,625 0.02 0 09/30/2017
Davis (Scott Jackson) 1,796 0.02 -11,340 04/28/2017
Dimensional Fund Advisors, L.P. 1,182 0.01 1,182 04/30/2017
Citi Investment Research (US) 575 0.01 0 09/30/2017
Ladenburg Thalmann Asset Management Inc. (LTAM) 38 0.00 0 09/30/2017
RBC Capital Markets Wealth Management 38 0.00 0 09/30/2017
Accurate Investment Solutions, Inc 25 0.00 0 09/30/2017
RBC Capital Partners 10 0.00 7 09/30/2017

Ownership data is provided by Thomson Reuters, a third party service, and Synthesis Energy Systems, Inc. does not maintain or provide information directly to this service.